We sat down with Tony Sio on #NasdaqUncovered to reflect on some pivotal moments from the year, emerging trends, and the importance of innovation and collaboration amongst all market participants.

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Chapters

Intro 0:00 – 0:27
What was the driver for launching Regulatory Roundup? 0:27 – 2:06
Shadow Trading 2:06 – 3:55
Churning 3:55 – 5:19
Where will regulators be focusing their attention during the second half of the year? 5:29 – 8:42
How do financial services work with regulators to have an output that benefits market participants? 8:42 – 9:28
Outro 9:58 – 10:07

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